Areas of Practice

Regulatory, Risk and Compliance

The regulatory and compliance environment today for the worlds largest swap dealers, energy and commodities firms is undergoing unprecedented change driven by new mandates and the desire for increased capital efficiency, rapid technological progressions in mobility, data science, and artificial intelligence of its clients. These changes are altering the competitive landscape and the way that customers use products like futures, options, derivatives and swaps.

With over 15 years of industry experience, RFS has become the partner of choice for several banks and financial services firms. We partner with our clients on their compliance and risk management transformation journey to help them drive operational excellence and adherence to SEC, CFTC and NFA rulemaking.

Strategy

We specialize in working with venture backed startups and venture firms who need business formation, go-to market strategy, planning, business structure development, and vendor selection assistance. While , these are just a few of the offerings in relation to strategy we provide a comprehensive set of services, depending on the needs of the startup that they are working with.